RELIABLE ISO-IEC-42001-LEAD-AUDITOR TEST TIPS & ISO-IEC-42001-LEAD-AUDITOR ADVANCED TESTING ENGINE

Reliable ISO-IEC-42001-Lead-Auditor Test Tips & ISO-IEC-42001-Lead-Auditor Advanced Testing Engine

Reliable ISO-IEC-42001-Lead-Auditor Test Tips & ISO-IEC-42001-Lead-Auditor Advanced Testing Engine

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q11-Q16):

NEW QUESTION # 11
Which core element of AIMS is defined as: "Organizations are responsible for the development, deployment, and use of AI systems, and their potential impacts"?

  • A. None of the above
  • B. Accountability
  • C. Responsibility
  • D. Commitment

Answer: B

Explanation:
The correct core element isAccountability.
According toISO/IEC 42001:2023 - Clause 5.3, andPECB Lead Auditor Guide - Domain 1,accountability is defined as the obligation of organizations totake responsibility for the outcomes and impactsof AI systems across the lifecycle - including design, development, deployment, and operation.
This includes establishing:
* Clear roles and responsibilities
* Oversight mechanisms
* Escalation procedures for unintended consequences
It directly addresses the ethical and governance need to ensure AI systems are not used irresponsibly or without clear attribution.


NEW QUESTION # 12
What does ISO 19011 provide?

  • A. Fundamental principles of auditing
  • B. Guidance for auditors on AI management system
  • C. Guidance for practitioners on AI management system
  • D. Requirements for bodies providing audit

Answer: A

Explanation:
ISO 19011:2018providesfundamental principles and guidanceonauditing management systems, including:
* Principles of auditing
* Managing audit programs
* Conducting internal or external audits
* Evaluating the competence of auditors
While ISO/IEC 42001 is specific to AI Management Systems, ISO 19011 serves as auniversal audit frameworkthat applies toall types of management systems, including AI.
ThePECB Lead Auditor Guide - Domain 3highlights ISO 19011 as theprimary guidance document for auditing practices, emphasizing its relevance to auditing AIMS as well.


NEW QUESTION # 13
A financial institution uses an AI system to approve loan applications. Recently, there have been complaints that the system disproportionately denies loans to applicants from certain minority groups.
Which core element should the institution prioritize to address these complaints?

  • A. Fairness and Non-Discrimination
  • B. Transparency and Explainability
  • C. Privacy and Security
  • D. Accountability

Answer: A

Explanation:
The most relevant core principle here isFairness and Non-Discrimination. This principle aims to ensure that AI systems do notcreate or perpetuate bias, especially in high-stakes decision-making areas such as financial services.
According toISO/IEC 42001:2023 - Clause 6.1.2andAnnex A (A.8.2.4), organizations must evaluate and manage risks related tobias, discrimination, and ethical implicationsof AI decisions.
In thePECB Lead Auditor Guide, Fairness is cited as critical in sectors likefinance, hiring, healthcare, and where decisions may adversely impact protected groups.


NEW QUESTION # 14
Auditors use the ______ as a benchmark to determine conformity.

  • A. Audit plan
  • B. Audit criteria
  • C. Audit objectives
  • D. Audit feasibility

Answer: B

Explanation:
Audit criteriaare defined as theset of policies, procedures, or requirementsused as areference pointagainst whichaudit evidence is compared.
As perISO 19011:2018 - Clause 3.5, audit criteria are the"set of policies, procedures, or requirements used as a reference". For ISO/IEC 42001 audits, the audit criteria include therequirements of ISO/IEC
42001:2023, relevant laws, internal policies, and controls.
ThePECB Lead Auditor Guide - Domain 3further confirms that conformity assessment depends on comparing actual practices and records againstpredefined criteriato identify nonconformities or compliance.


NEW QUESTION # 15
Which core element focuses on ensuring that the creators and operators of AI systems are responsible for the outcomes and impacts of those systems?

  • A. Privacy and Security
  • B. Accountability
  • C. Safety and Reliability
  • D. Fairness and Non-Discrimination

Answer: B

Explanation:
Accountabilityis the core principle that ensures individuals or organizations involved in thedesign, development, and deploymentof AI systems areresponsible for their outcomes, decisions, and impacts.
According toISO/IEC 42001:2023 - Clause 5.3andClause 6.1.2, accountability requires organizations to define roles and responsibilities, ensure that systems are monitored for risks, and establishescalation or remediation procedureswhen negative impacts occur.
ThePECB Lead Auditor Guide - Domain 1highlights accountability as a key requirement for maintaining trust, legal compliance, and ensuring AI systems operate under clear lines ofgovernance and oversight.


NEW QUESTION # 16
......

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